Mid-Atlantic Compliance Conference
The Virginia Bankers Association, Maryland Bankers Association and the Mid-Atlantic Regulatory Committee have joined together to offer Compliance officers, BSA/AML/OFAC personnel, and other compliance professionals a convenient two-day, in-person intensive program covering ever-evolving topics in the areas of lending and deposit compliance, AML/BSA, and compliance risk management. Attendees will network and learn from industry experts and each other.
Agenda
Wednesday, October 15, 2025
8:30 – 9:30 a.m. Registration & Breakfast
9:30 – 9:35 a.m. Opening Remarks
9:35 – 10:15 a.m. Regulatory Regulatory Shifts and Compliance Priorities: What Community Banks Need to Know Joe Pigg | American Bankers Association
In today’s fast-changing regulatory environment, compliance officers must stay ahead of evolving expectations and the ripple effects they create for community and mid-sized banks. This session will provide an industry perspective on the most significant regulatory changes of the past year and their impact on compliance programs, risk management, and day-to-day operations.
10:35 – 11:35 a.m. Third Party/Vendor Management Olga Voytenko | Russell Investments
Effective third-party and vendor risk management is a cornerstone of operational resilience and regulatory compliance in today’s interconnected financial ecosystem. Organizations must ensure that due diligence, risk assessments, and ongoing monitoring are embedded across the vendor lifecycle to mitigate concentration risks, data protection concerns, and service disruptions. Increasing regulatory expectations—such as those under DORA, OCC, and APRA—demand structured oversight, consistent governance frameworks, and transparent reporting of vendor performance and incidents. By strengthening third-party management practices, firms can better safeguard clients, protect sensitive information, and maintain continuity of critical services.
11:35 a.m. – 12:30 p.m. Lunch
12:30 – 1:30 p.m. Compliance Issues Challenging Banks Margaret Dolinger | TCA
As TCA works on a national level, we hear from banks regarding recent regulatory exams of what the examiners are focusing on how we can assist in an action plan to remedy noted findings. TCA will provide best practices regarding monitoring and upward reporting.
2:00 – 2:15 p.m. Networking Break
2:15 – 3:15 p.m. Perspectives from the State – A Fireside Chat
MaryBeth Quist | Conference of State Bank Supervisors
Michael Sprouse | Office of Financial Regulation
3:15 – 4:15 p.m. Spotting & Reporting Red Flags to Protect Your Customers
Paul McLaughlin & Jacob Marquis | Department of Homeland Security
4:15 – 5:00 p.m. Open Discussion
Thursday, October 16, 2025
7:30 – 8:15 a.m. Breakfast
8:15 – 8:20 a.m. Welcome/Announcements
8:20 – 9:20 a.m. Fintech & Compliance Rafael DeLeon | nContracts
9:20 – 9:30 a.m. Networking Break
9:30 – 11:00 a.m. Emerging AI Solutions and Best Practices for the Financial Industry
Moderator: Rebecca Escario | CrossCheck Compliance, LLC
Panelists:
- Daneen Cady | Fiserv
- Abby Hogan | FairPlay
- Kevin Miyamoto | Identifee
Explore how cutting-edge AI technologies are transforming compliance management in financial institutions during this dynamic panel discussion. Featuring executives from leading AI solutions firms, the session will spotlight innovative tools for fair lending, fraud detection, policy and procedures processes, and training. Panelists will share actionable insights on the benefits these AI tools deliver, best practices for successful implementation, and strategies to address and mitigate associated risks. Attendees will gain a clear understanding of how AI is reshaping compliance processes, improving efficiency, and expanding access to fair and transparent practices. Learn how to prepare your institution to leverage these advancements while navigating evolving regulatory landscapes. Discussion will share how you can future-proof your institution’s compliance framework and ensure readiness in the age of increasing regulatory and technological complexity.
11:00 – 11:10 a.m. Networking Break
11:10 a.m. – 12:40 p.m. Demystifying Regulation E: A Focus on Error Resolution Jess Lelii | PaymentsFirst
Regulation E protects consumers in electronic funds transfers. The error resolution process is one of the most crucial aspects of Regulation E compliance. This session will explore:
- Defining an Error: Learn about the definition of errors that occur in electronic fund transfers (EFTs).
- Consumer Rights and Responsibilities: Understand consumer rights and the steps the FI needs to take when an error is reported.
- Dispute Resolution Process: Learn about the steps involved in resolving disputes, including time frames and communication requirements.
- Best Practices: Gain valuable tips and strategies for preventing EFT errors and handling them effectively.
12:40 – 1:30 p.m. Lunch
1:30 – 2:55 p.m. Regulator Panel
Moderators: Kristen Oldham | Farmers & Merchants Bank & Jennifer Cliber Smith | Cliber Compliance
Panelists:
- Rob Courter | Federal Reserve Bank of Richmond
- Becky Goodwin | Federal Reserve Bank of Richmond
- Tyler Hoke | OCC
- Pamela Lipscomb | FDIC
- Tiffani Stillwell | OCC
2:55-3:00 p.m. Closing Remarks
Attend & Earn Credits!
The 2025 Mid-Atlantic Compliance Conference has been approved for the following credits through the American Bankers Association:
- 12.25 CRCM
- 4.25 CERP
- 3 CAFP
Additionally, attendees may request CPEs from the VBA that are approved through the Virginia Board of Accountancy. The conference is eligible for up to 12.0 CPEs.
Registration
| Registration Price | |
|---|---|
| Member Rate | $495 |
| Non-Member Rate | $650 |
Members of MARC, contact Kristen Reid for special pricing!
Event Policies
By registering for this event, you are agreeing to the Event Policies.
EVENT CANCELLATION POLICY
All cancellations will be charged a $25.00 administrative fee. Cancellations received less than 72 business hours before the program will be charged a $75.00 administrative fee plus any additional fees associated with the training. Substitutions are allowed prior to the beginning of course.
SPECIAL NEEDS
Please share any specific needs that should be considered as we plan for the conference (i.e. hearing impaired, sight impaired, etc). Please contact Michele Dunn with any details.
Hotel Information – New Location!
Hampton Inn & Suites Frederick-Fort Detrick
1565 Opossumtown Pike
Frederick, MD 21702
Room rate: $129/night plus taxes and fees. Click here to make your reservation today!
Sponsorship Opportunities
Interested in sponsoring and/or exhibiting at the 2025 Mid-Atlantic Compliance Conference? Contact Amy Binns.