Internal Audit Seminar (Virtual)
December 1, 2020 - 9:00am to 4:00pm
This event is designed for Internal auditors, compliance officers, senior management and any officer in the bank responsible for deposit operations, corporate governance or electronic funds.
Topics & Speakers
The Virginia Bankers Association, in partnership with Crowe LLP, will present a two half-day Internal Audit Seminar December 1, 2020, covering the following topics:
- Risk Trends at Financial Institutions
- Auditing the Lending Function
- Root Cause Analysis
- Recent Institutions Fraud
About the Instructors
Maria Mora is a Senior Manager in the Business Risk Consulting practice. She has engaged in various internal audit engagements within the financial services industry. Maria is responsible for risk assessment, Sarbanes-Oxley (SOx). Regulation AB, and internal audit projects. Her clients range from community and regional banks to large multi-bank holding companies.
Maria’s primary area of expertise is financial institution risk management and internal audit. Maria has been responsible for engagement planning, client communications and coordination, including preparation of final report and Audit Committee packages. Maria is responsible for performing risk assessments, identifying risks, controls, gaps and creating remediation plans, testing design and/or effectiveness of controls, performing inquiries and walkthroughs, learning client’s processes, documenting retained information, managing staff and building client relationship.
Maria is a Certified Public Accountant (CPA).
Stacia Schacter is a manager in the Business Risk Consulting practice. Stacia has provided risk-based consulting services to financial service organizations, ranging in size from community retail banks to multi-billion dollar, multi-national financial services clients including foreign-owned Agencies.
Stacia has a background in financial statement evaluation of public and non-public clients with industry expertise in loan loss allowance evaluation, asset and liability management (ALM) and interest rate risk (IRR), Enterprise Risk Management (ERM), loan quality, grade, and performance review, trade finance, foreign-owned banking, Sarbanes-Oxley and the COSO internal control assessment. As a manager, Stacia performs risk assessments, identifying risks, controls, gaps and creating remediation plans, testing design and/or effectiveness of controls, performing inquiries and walkthroughs, learning client’s processes, documenting retained information, managing staff and building client relationships.
Stacia is a Certified Fraud Examiner (CFE).
Members & Non-members – $405
VBA Event Cancellation Policy
All cancellations will be charged a $25.00 administrative fee. Cancellations received less than 72 business hours before the program will be charged a $75.00 administrative fee plus any additional fees associated with the training. Substitutions are allowed prior to beginning of course.